Notifications of additional measures by EU countries - MiFID II

These notifications concern the additional requirements that EU countries may decide to impose on investment firms beyond those provided by Directive 2014/65/EU. Such additional requirements are only permitted in two areas

• the safeguarding of client assets (as referred to in article 16(11) of the directive)
• the general principles of investor protection and the information to clients (as referred to in article 24(12))

Additional requirements notified to the Commission under article 16(11)

Notification from Ireland of 2 May 2017

• Ireland - Part 1
• Ireland - Part 2
• Ireland - Part 3

Notification from Ireland of 17 November 2021

• Ireland - Part 1
• Ireland - Part 2

Additional requirements notified to the Commission under article 24(12)

• Notification from Spain of 6 April 2017
• Notification from Sweden of 30 August 2017
• Notification from Hungary of 27 November 2017
• Notification from the United Kingdom of 5 April 2019